The Waters Edge at Giovanni's II, 2748 Boston Post Rd (US-1)., Darien, CT

Rarely does one get a chance to relive history through the eyes of a seasoned Wall Street executive.  Although he is widely known in the industry, you will not likely recognize his name since he keeps a low profile. 

Howard G. Berg has the unique perspective of a Wall Street senior executive who lived through the industry’s evolution from when the market executed 2 million shares a day to 10 billion.  For the last 20 years, through Jackson, Grant Consulting, Howard has consulted with attorneys in over 1,700 cases involving securities disputes between brokers and their customers. 

Attendees will receive a copy of one of his publications relevant to this topic, “The Role of Arbitration When Regulation Lags - From “Investigate Before You Invest” (1950) to “Sell Them to the Dumb Ones” (1990).    

REASONS TO ATTEND:

-        Learn from the unique perspective of a Wall Street senior executive who lived through the industry’s evolution from when the market executed 2 million shares a day to 10 billion

-        Attendees will receive a copy of one of his publications relevant to this topic, “The Role of Arbitration When Regulation Lags - From “Investigate Before You Invest” (1950) to “Sell Them to the Dumb Ones” (1990).    

SPEAKER’S BIOGRAPHY:

Howard G. Berg, who co-founded Jackson, Grant Investment Advisers together with Julie Jason, started his career as a broker in 1957, advancing through the management ranks with major brokerage firms.  Over the years, he was tapped as a change manager by F.I. Dupont, Loeb Rhoades, Shearson, PaineWebber and Moseley.  During his career, he managed virtually every brokerage function, from division management, institutional sales and trading, futures, to branch administration, OTC trading, fixed income and unit trust trading, to correspondent services, risk management, branch office automation, to tax shelters.  He has served in the capacity of director/member of a number of industry organizations, exchanges, and funds, such as the Futures Industry Association, Empire Mutual Fund, the Investment Trust of Boston, the Chicago Board of Trade, the Chicago Mercantile Exchange, The International Monetary Market, Comex, New York Cotton Exchange, New York Mercantile Exchange, and the New York Coffee, Sugar and Cocoa Exchange. 

Registration / Social, 6:00 p.m.

Dinner, 7:00 p.m.

Program, 8:00 p.m.

In Advance

Program & Dinner, $50 / person; Program Only, $25 / person

At the Door (space permitting)

Program & Dinner, $55 / person; Program only, $25 / person

No Refunds