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Mallozzi Wants Forensic Audit of Capital Projects

The New Canaan Board of Selectmen on Tuesday gave first Selectman Robert Mallozzi the OK to begin the search for an audit firm to investigate unauthorized payments from the town's nonrecurring capital projects account.

 

Following the recent discovery that funds had been spent without proper authorization from the town's nonrecurring capital projects account, First Selectman Robert Mallozzi wants a "forensic audit" of all the town’s capital projects during the previous four years, with a special focus on the Lakeview Avenue Bridge project.

The Board of Selectmen on Tuesday gave Mallozzi the green light to begin the search for an audit firm after the discovery that an unauthorized payment of about $1.5 million was spent from the capital budget for a cost overrun for the bridge project under the previous administration. Earlier in the year current town CFO Dawn Norton discovered that an appropriation for $400,000 for a chiller at East School also did not get proper approval before disbursement.

During Tuesday's Board of Selectmen meeting, Mallozzi said he fears the audit will turn up additional unauthorized appropriations from the town’s non-recurring capital expenditures account during the previous four years.

“We have to get to the bottom of this,” Mallozzi told his fellow board members during the meeting held in the training room at police headquarters. "I want all of it — I don't want to go through this haphazardly and find out later that we missed something. I think there might be more examples of this out there than less..."

In a telephone interview Tuesday afternoon Mallozzi said although there is no evidence thus far that any town money was misappropriated — it appears all of it was spent on the approved town projects — he wants an independent auditor to conduct a detailed "line-by-line review" of each project budget and an accounting of how "every penny" was spent, for the purpose of transparency as well as improving town procedures.

The alleged unauthorized transfers took place during the tenure of former First Selectman Jeb Walker and Chief Financial Officer Gary Conrad, who reportedly signed-off on the expenditures even though they had not gone through the proper approvals process. The bridge project was completed in 2009.

"The thing we have to look into is... how many times did the former CFO and first selectman bring things forward and then cut checks without reviews?" Mallozzi said, adding that although the town undergoes an annual audit, as all municipalities do, it doesn't take a detailed look at how projects are handled within the capital budget.

"The capital projects need to be looked at separately," he said, adding that at this point the staff in the Finance Department has exhausted all avenues in attempting to track down where the errors occurred.

Mallozzi wants the firm to review all spending from the capital and nonrecurring account from Dec. 1, 2007 through Dec. 1, 2011.

Last month town officials confirmed, via a , that Conrad had overstepped his authority when he granted Walker a pension greater than what he was supposed to receive under the town’s pension plan. Conrad, who now works as finance director for the Town of Westport, has denied any wrongdoing.

The request for an audit of the capital projects account comes as the town is establishing an Audit Committee that would report to either the Board of Selectmen or Town Council.

Mallozzi said all third party auditing entities would report to that committee once it is established via town charter. Currently the Town Council's Ordinance subcommittee is working on the details, including how many seats the new committee will have and whether it will report to the Board of Selectmen or Town Council.

Mallozzi said although the Town Council last year appointed a special subcommittee to investigate the unauthorized spending on the bridge project, it  "didn't look at the actual transactions... just the town policies..."

Selectwoman Beth Jones, who sat on the Lake Avenue Bridge subcommittee, which was formed last year to conduct a review of an abitration settlement, said "there are a lot of unanswered questions about where the financials went," as well as questions "about who approved what... and how."

"We saw that there were a lot of mistakes made, a lot of sloppiness," Jones said.

A Sept. 2011 draft report from the Lake Avenue Bridge Subcommittee goes into detail about what occurred, concluding that "over the course of the project, procedures were breeched, errors were made, and unwise choices were too common. However, despite this disappointing record, there is no evidence that personal gain or corruption played any part in the proceedings. Instead, a lack of foresight, a lack of control, and lack of communication ruled the day."

The report outlined numerous recommendations for ensuring proper safeguards and improved communication regarding capital projects, some of which have been implemented, including adoption of GASB and GAAP standards; establishment of proper procedures for use of the capital fund; and improved communications protocols between the Board of Selectmen, Board of Finance, Town Council and executive departments.

Mallozzi said he hopes that by having an independent firm conduct a thorough investigation, proper procedures can be put in place to prevent such matters from occurring again, and the town can learn from its mistakes.

Selectman Nick Williams agreed, saying as long as the audit yields a positive outcome for the town, in terms of improving operations, "I'm for it."

The Board of Finance was scheduled to discuss the Lakeview Avenue Bridge project during its meeting on Tuesday evening. The selection of an audit firm as well as funding for the audit must still be approved by the Board of Finance and Town Council.

NC Proud November 15, 2012 at 12:26 pm
Applying fiscal discipline is applauded. But, we also need to deal with major issue facing our town, the power grid. We should establish a committee to evaluate the town's tree cutting program, investigate the cost and practicality of burying power lines and passing legislation that incorporates personal responsibility if a tree on private property falls onto and injures the power lines.
S Tadik November 15, 2012 at 12:49 pm
EQUATION? Nonrecurring capital projects account,= Pet projects slush fund?
Wonder where the conservatives went? Who went over to the dark side? Will this be another Town Council whitewash? Keep it with the Selectmen.
Dave November 15, 2012 at 12:59 pm
How about all together the town stop paying for stupid crap like brick sidewalk and sidewalks and put that money in to our emergency response teams fire,police,EMT. The fact that the town had unauthorized payed jobs is nuts I agree aliltle with NC PROUD but the town really doesn't have any pull on what it dose with storms and downed lines that is a state issue and NC PROUD there are people family's kids with out homes now living in shelters no food no cloths no shoes I think that NC Richey riches can deal without power for a couple of weeks. Is it a pain sure it is how about stop being so selfish in one of the richest towns on the east coast and help out with the men and women trying to put the worst hit areas back on the map and I say that litterally. So stop crying about two weeks with out power!
Craig November 15, 2012 at 01:02 pm
ole jeb and the CFO arent out of the woods yet.....getting nervous boys? start practicing by watching Locked UP etc.
S Tadik November 15, 2012 at 01:27 pm
Has Roy Abramowitz had his coffee yet? Somebody light up the Bat Signal, the Joker and the Penguin have been up to mischief and somebody found the Pet Project Fund Piggy Bank cracked open.
This looks like a job by Financial Man or Funder Woman.
Dave November 15, 2012 at 01:36 pm
What I this pet project now that two have mention it ??????
Roy A. Abramowitz November 15, 2012 at 03:50 pm
Yep just finished the mornin "Joe" from Zumbach's :-). Kudos to First Selectman Rob Mallozzi, the Board of Selectman and Town CFO Dawn Norton. This is the proper path to follow, having an outside independent "non-partisan" firm perform the proper study. I am glad to have played even a small part in finally making fiscal reponsibility and issue.
EMR2 November 15, 2012 at 03:51 pm
Interesting how this comes up after the election......
S Tadik November 15, 2012 at 05:24 pm
The Selectmen should administer the audit because the Chair of Town Council was a co-concealer in hiding the cost overrun of the Lakeview Bridge Project. For his own reasons, he didn’t share that information with the Main St. referendum voters and his actions alone had a major influence on how people voted on bonding the expensive Main St paving and sidewalk project, whose cost is not yet publicly known.
Town Council is a very congenial group and they would be reluctant to criticize one of their own. The terms of Town Council overlap so that if their actions are unsatisfactory, it could take years to clean house. The Board of Selectmen is elected in odd years for a two-year term, so it can be completely overhauled in 2 years. The Town Council review of the Lakeside Bridge project was a genteel whitewash. We shouldn’t expect much different except for those members who were outvoted in the recent pension fund giveaway to Jeb Walker, former First Selectmen and co-concealer of the Lakeside Bridge cost overrun. We need a clean start and clear accountability, so the Board of Selectman seems less obstructionist and, nominally, less committed to pet projects -- outside the expensive Town Hall remodeling, that is.
Jon S. November 15, 2012 at 06:27 pm
I don’t mind this coming up after the election, since no selectmen or Town Council positions were on the November 6 ballot. I agree completely with S. Tadik — there is NO way this audit should report to the Town Council, some of whose members are part of the problem. Keep it with the selectmen.
Greenhill November 15, 2012 at 08:30 pm
Fantastic sweeping generalization you made in your argument above. Of course you fail to mention how many residents of Fairfield County pay significant taxes to our local and state coffers and also donate time, money and expertise to many less fortunate members of society. You are equally as blind as those wealthy citizens who feel everyone is out for a free ride in America.
Dave November 15, 2012 at 08:38 pm
How about the director of emergency response in NC who drives a Ferrari can you really take that guy seriously dose he even know what it's like to live as a real person
Greenhill November 15, 2012 at 08:49 pm
He volunteers his time away from his family during a crisis to help residents of this town so I take him seriously and applaud his efforts regardless of something so trivial as what car he drives. If I see him in town in his Ferrari I will be sure to thank him and not condemn him.
Dave November 15, 2012 at 08:51 pm
Ha bet if you took a poll on why the guys in this town work late and spend time away for family IT'S because they don't want to be around there family
EMR2 November 15, 2012 at 10:57 pm
Do you vote? Of course there was a Town Council member on the ballot.
Jon S. November 16, 2012 at 12:50 am
@EMR2, as I said, there were no selectmen or Town Council positions on the November 6 ballot. If you’re referring to Tom O’Dea, now heading to Hartford as a self-billed “part time” legislator, I know a lot of voters who voted for him just to get him off Town Council. Of course, they’ll probably regret it once he manipulates the system to build a sidewalk from his NC neighborhood to Hartford, or once he votes to pay Jeb Walker an unearned state pension, or once he inserts a sentence in the statehouse record claiming that NC Youth Football has exclusive rights to Rentschler Field from August through November.
mary parker November 17, 2012 at 04:09 am
Rob Mallozzi: Way to go to find the wrong doings that went on during "Walkers rein of terror." I knew the wrong doings all along and know that is the main reason I was fired from my job with the Town. Knowing too much. I hope he gets his just deserved, what comes around goes around! But there are a few people that are getting away with it! Keep the information with the Selectman Board Rob, don't trust others when it comes to your reputation and leave it in others hands, please! You started this investigation and you need to be the one to find the truth! Please don't trust it to others that could ruin you out of spite! Take my advise. You listend to me before and won. Trust me on this also.
mary parker November 17, 2012 at 04:23 am
As far as burying the power lines, major expense and a major project.
As far as property owners being responsible for their trees falling and downing power lines: Most of the trees that fell during this storm were marked trees to be removed by the tree warden. Most others were uprooted trees. If it was a dead tree then fine, but most were perfectly healthy trees that fell. The power line poles sit on our properties that we pay taxes on and pay CL&P to have power. Yet 10 feet from the road into our property is town owned. So why should we pay all of this and be charged if one of our trees falls on a wire? Yes we should maintain our trees but how do you determin if a tree can withstand a severe storm? CL&P scews us enough.
mary parker November 17, 2012 at 04:32 am
Dave: The emergency response team has been there for us. So what if he drives a Ferrari. He probably earned it and instead of sitting at home complaining about things at least he and others are out there helping people. What did you do for the residence during the storm and the after math?Did you go to some ones home that was without power for a week and bring them a hot meal? Or offer them a place to shower? I doubt it. Look at those who lost everything or look at the woman who begged for help from her neighbors and they wouldn't and her 2 kids got swept up by the flood waters and died? Count your blessings and grow a heart!!!!!!!
Dave November 17, 2012 at 12:53 pm
Actually mrs MARY PARKER I Own and run a sirvece that takes care of family's in need and all my clients had my house to go to for what ever they needed hot meal shower or a place to sit ans soak this all in I doneted cloths and shoes and money to those who need it I all so checked on house of clients who were not around including walking through some badly hit areas to see if people were ok SO YES I did do my part thanks and my points are based on what I know about how hard I and my guys and women work to help others and if your going to bitch about how long it has taken for the power guys to turn on your power how about getting off your ass and seeing how hard they are working and the long 48 hours shifts sleeping in there trucks out in the rain and snow cold temps I passed out coffee and dough nuts to many workers so you MARY can stick it on what I did and what part I played
Baffled Resident November 18, 2012 at 01:12 pm
"Ken D. Glunbar
10:41 am on Saturday, November 17, 2012 "Most of the trees that fell during the storm were marked trees to be removed by the tree warden." Of the 200+ hurricane-related posts, this might be the most absurd statement made. Congratulations, besting Baffled Resident is quite an accomplishment. While there is an outside chance Ethical Vegan could still sneak in a zinger, I am prepared for Judge Crater to render a final ruling. KEN" Judge Crater? Stop playing with Dr. Ackerman's computer. LOL.
Glen K Dunbar November 18, 2012 at 01:35 pm
Ken: Please stop using my name in different format
As for May. I think Mary is OK. I like her I think Dave is an alright guy too This storm was awful and I have to admit CLP did best it could. I think management should have delegated them to do US first instead of running around the rest of the state worrying about all that nonsense In closing...I purpose a new Nat' Holiday. How about 'GLEN K DUNBAR NATIONAL APPRECIATION DAY"
feo mesics November 18, 2012 at 02:19 pm
My real name is DUMB GLENBAR ... would glen k. dunbar stop using my name in different format
Baffled Resident November 18, 2012 at 02:35 pm
If i needed assistance in an emergency, i'd be ecstatic to see a responder pull up in a Ferrari! Rapid response indeed.......LOL
Hollywood2 November 18, 2012 at 03:22 pm
Come on, let's all give thanks we have each other, including Dumbar.
Group hug!
Judge Crater November 18, 2012 at 05:16 pm
ORDER IN THE COURT
This Court is now in session. The Court has been asked to rule on whose post is the most ridiculous. The Court will defer judgment on that matter. Even Solomon would have a problem. Ethical Vegan should be cited for vexing complexiting. In fact, this thread was supposed to be about the search for loose ends in Town Government and the lack of decorum is distracting from that purpose. Attention span seems to be a problem. Bailiff, eject anyone hugging without a permit. Order in the Court, let’s hear from Mr. Dunbar and then attend to the thread at hand.
Judge Crater November 18, 2012 at 05:22 pm
Objection sustained as to identity theft. Town Government is funny enough
without everyone whacking Glen like a pinata. Objection overruled with respect to Glen Dunbar National Appreciation Day. The Town has lost too many school days already. Order in the Court. Next post.
NCrez November 19, 2012 at 12:46 am
Wow. You've become quite an accomplished little internet troll, haven't you? Well done!
Glen K Dunbar November 19, 2012 at 11:46 am
OK Judge. I was just kidding anyhow. I Love myself and that is all that really counts.
Question for you all: Why can't people living in Springdale be buried here in New Canaan?? give up? Because they are still living !! LOL hah ha
Glen K Dunbar November 19, 2012 at 11:47 am
Politely speaking. I do not know about the rest of you...but I for one am tried of all these blogs related to Politics and unimportant nonsense. Why not blog about our favorite subject. ME !!!! :) Am I not wonderful

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